欧美日韩一区二区三区综合,日韩欧美美女视频,国产综合欧美日韩在线91,手机在线观看欧美日韩

首頁 > 范文大全 > 合同范本 > 證券合同 > 互聯網證券買賣協議(附加於現金/保證金客戶協議書)(通用3篇)

互聯網證券買賣協議(附加於現金/保證金客戶協議書)

發布時間:2024-08-03

互聯網證券買賣協議(附加於現金/保證金客戶協議書)(通用3篇)

互聯網證券買賣協議(附加於現金/保證金客戶協議書) 篇1

  本人/吾等乃貴公司證券戶口_________號(“戶口”)之戶口持有人,本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開立一個或多個證券買賣戶口,并同意以本人/吾等名義或代表本人/吾等就證券買賣及相關事宜,通過網上交易服務運作戶口,本人/吾等同意,戶口由貴公司透過貴公司的網上交易服務按照證券客戶合約及下列條款及條件(并受其規限)運作:

  1.定義及解釋

  1.1 在本協議中,以下詞語具有下列涵義:

  “進入密碼”指密碼及戶口號碼;

  “戶口”指本人在貴公司開立的互聯網買賣戶口,經由網上交易服務運作;

  “網上交易服務”指_________根據本協議提供的網上買賣服務,包括電子買賣服務,_________網址上的任何資料,以及其中的軟件;

  “電子買賣服務”指本人/吾等發出電子指令的設施,以及網上交易服務提供的資訊服務;

  “指令”指以電子方式買賣證券的買賣指令或其他處理指令;

  “互聯網買賣政策”指有關網上交易服務運作的政策(經不時修訂);

  “密碼”指本人/吾等與帳號一并使用的個人密碼,據之可進入該服務;

  “證券客戶合約”指_________公司之現金客戶協議書或保證金客戶協議書;

  “_________”指_________公司;

  “帳號”指客戶與密碼一并使用的個人密碼,據之可進入電子買賣服務,以及其他網上交易服務提供的服務;

  1.2 單數詞語包括眾數詞語,反之亦然。提到一種性別之處,包括所有性別。“人士”一詞,包括商號或獨資經營,合伙經營,集團及法人公司,反之亦然。

  2.網上交易服務

  2.1 本人/吾等了解,電子買賣服務為一半自動設施,讓本人/吾等發出電子指令,并接收信息服務。

  2.2 本人/吾等同意使用電子買賣服務,必須遵照本協議條款及證券客戶合約。本人/吾等使用日後經由網上交易服務提供的其他服務,亦必須遵照本協議條款及客戶協議書。

  2.3 本人/吾等為戶口項下電子買賣服務的唯一獲授權使用者。本人/吾等需對進入密碼的保密及使用承擔責任。本人/吾等承認及同意,本人/吾等需就使用進入密碼輸進電子買賣服務的所有指令負責,而貴公司,貴公司董事,高級職員或雇員概毋需對本人/吾等,或經由本人/吾等提出申索的任何其他人士(就任何有關處理,錯誤處理或遺失任何指示)的申索承擔責任。

  2.4 本人/吾等承認,網上交易服務的所有人權益屬貴公司。本人/吾等保證及承諾,本人/吾等不會(亦不會嘗試)平擾,修改,拆解,易轉,操縱或以其他方式修改(且亦不會嘗試未獲授權進入)網上交易服務的任何部份。本人吾等承認,若本人/吾等在任何時候違反是項保證及承諾,或實公司在任何時候合理懷疑本人/吾等違反是項保證及承諾,則貴公司可向本人/吾等采取法律行動。本人/吾等承諾,若本人/吾等知悉任何人士干犯本段上文所述任何行動,則本人/吾等須即時通知貴公司。

  2.5 本人/吾等進一步承認及同意,作為使用電子買賣服務發出指令的先決條件,若有下列情況,本人/吾等需即時通知貴公司:

  a.有關戶口的指令已經由電子買賣服務作出,而本人/吾等未收到命令編號;

  b.有關戶口的指令已經由電子買賣服務作出,而本人/吾等未收到對指令或其執行的準確認收(不論經硬本,電子或口頭);

  c.本人/吾等收到交易指示的認收(不論經硬本,電子或口頭),但該等交易指示并非本人/吾等作出,或其他類似的不一致情況;

  d.本人/吾等知悉戶口號碼或密碼的任何未經授權使用。

  2.6 本人/吾等了解,貴公司擬備網上買賣政策,列出網上交易服務運作政策及程序。該政策可經由網址取得,在任何時候均適用。該政策的條款,對本人/吾等對使用網上交易服務具約束力。若本協議條款與網上買賣政策不一致,以本協議條款為準。

  2.7 本人/吾等承認_________網址若提供報價服務,乃由貴公司不時指定的第三方提供者提供。本人/吾等承認及同意,對本人/吾等在任何方面因報價服務或因本人/吾等依賴該服務而發生或與之有關的任何損失,費用,支出,損害賠償或申索貴公司概毋須承擔責任。

  2.8 本人/吾等了解,就提供資訊而言,電子買賣服務只提供由第三方刊發的證券資料。因市場波動及資料傳送過程的延誤,該等資料可能并非有關證券或投資的實時市場報價。本人/吾等了解,雖然貴公司相信該等資料可靠,但沒有獨立基準可茲證實(否定)所提供資料的準確及完整性。本人/吾等了解,不應從所提供的任何證券或投資資料而推斷貴公司作出任何推薦或認可。

  2.9 本人/吾等了解,在電子買賣服務中提供的資料,以“現狀”及“可提供”基準提供,貴公司并不保證該等資料的時候,順序,準確性,足夠性或完整性。貴公司沒有就該等資料作出明示或默示保證(包括但不限於可商售性或就某一用途的適合性而作出的保證)。

  2.10 本人/吾等接受經由互聯網或其他電子方法或設施接受或取得服務以及經由互聯網或其他電子設備或設施溝通或進行交易所帶來的風險。

  3.戶口

  3.1 本人/吾等承認,本人/吾等只可經由互聯網進入戶口,本人/吾等承認,若本人/吾等在經由互聯網接觸貴公司時有任何困難,本人/吾等需嘗試使用其他方法與貴公司溝通,并把所遇困難知會貴公司。

  3.2 開戶口時,本人/吾等需在戶口申請表上寫明本人/吾等就使用該服務而存入首筆按金的款額。該款額可由本人/吾等親自以支票,銀行本票存入或以電傳存入貴公司的辦事處或銀行戶口。本人/吾等承認貴公司收到戶口申請表上所載有效款項後,方會把進入密碼通知本人/吾等。

  4.指令——經網上交易服務買賣

  4.1 如因故障,通訊設施傳送失敗,或通訊媒體不可靠或并非貴公司所能控制或預期的一或多項原因,以致在傳送,收取或執行指令上有所延誤貴公司毋須承擔責任。

  4.2 本人/吾等了解,向傳播市場資料的各方提供市場資料的每一參與證券交易所或組織,對其提供的全部資料申張財產權益。本人/吾等亦了解,任何方概不保證市場資料或任何其他市場信息的時效,序列,準確或完整性。任何損失或損害,若因下列原因或由其產生,貴公司或任何傳播方概毋須承擔任何責任:任何該等資料,資訊或信息不準確,錯誤,延誤或遺漏;或該等資料,資訊或信息傳送或交付時的任何不準確,錯誤,延誤或遺漏;或任何該等資料,資訊或信息因貴公司或任何傳播方的疏忽行為以致無法履行或提供;或任何不可抗力事件;或任何其他非貴公司所能控制或任何傳播方所能合理控制的其他原因。本人/吾等只會把股票報價用於自身用途,不會因任何原因向任何其他人士或實體提供該等資料。

  4.3 本人/吾等承認,因無法預料的通訊擠塞及其他原因,互聯網是存有內在不可靠性的通訊媒體,而該不可靠性非貴公司所能控制。本人/吾等承認,因該不可靠性,在傳送及接收指令及其他資料時可能有延誤,以致執行指令的延誤及/或執行指令的價格與發出指令時的價格不同。本人/吾等進一步承認及同意,任何通訊均有誤解或錯誤的風險,而該等風險需絕對由本人/吾等承擔。本人/吾等承認及同意,指令一經發出,通常不可取消。

  5.境外指令

  若本人/吾等在香港以外地方向貴公司發出指令,本人/吾等同意確保及聲明,該等指令嚴格遵守該等指令發出時所在相關司法轄區的任何適用法律。本人/吾等進一步同意,本人/吾等有疑問時會諮詢相關司法轄區的法律顧問。本人/吾等接受在香港以外地區發出的指令,可能需向相關當局支付稅費,本人/吾等同意支付該等適用稅費。本人/吾等同意,按要求彌償貴公司因本人/吾等在香港以外地區發出指令而發生的任何損害,損失,費用,法律程序,要求或申索。

  6.風險披露聲明

  電子交易風險在交易高峰,市場波動,系統升級及維護或其他時間,互聯網或其他電子設施的進入可能會受到限制甚至無法進入。通過互聯網或其他電子設施進行的交易可能會因不可預測的流量堵塞和其他貴公司無法控制的原因而受到干擾,傳輸中斷,以及傳輸延誤。由於技術上的制約,互聯網是一種不完全可靠的通訊媒介。由於這種不可靠性原因,交易指令及其他資訊的傳輸和接收可能會有延誤,而這會導致交易指令在執行上的延誤,或者交易執行的價格已不同于指令發出時的市場價格。而且,通信和個人資料可能會被未經授權的第三方取得,且在通信上會存在誤解或錯誤的風險,而這些風險將完全由本人/吾等承擔。本人/吾等確認并同意,交易指令一旦發出通常將不可能取消。

  簽署確認

  本人/吾等,為下述簽署人,茲承認本人/吾等已閱讀,知悉,及明白本協議之內容并接受其條款及條件。

  客戶(簽字):_________        客戶主任(簽字):_________

  _________年____月____日        _________年____月____日

  見證人(簽字):_________

  _________年____月____日

  附件

  i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service,in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities,and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:

  i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service,in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities,and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:-

  1. definition and construction

  1. definition and construction

  1.1 in this agreement,the following terms shall bear the following meanings:

  1.1 in this agreement,the following terms shall bear the following meanings:

  " access codes" means together the password and the user name;

 。1)" access codes" means together the password and the user name;

 。2)" account" means my internet securities trading account with you operated through the internet trade service;

  " account" means my internet securities trading account with you operated through the internet trade service;

  "internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice,any information contained in _________ web site and the software comprised in them;

 。3)"internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice,any information contained in _________ web site and the software comprised in them;

 。4)"electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

  "electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

  "instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

 。5)"instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

 。6)"internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

  "internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

  "password" means my/our personal password used in conjunction with the user name to gain access to the service;

  (7)"password" means my/our personal password used in conjunction with the user name to gain access to the service;

 。8)"client’s agreement" means _________ cash client’s agreement or margin client’s agreement;

  "client’s agreement" means _________ cash client’s agreement or margin client’s agreement;

  "_________" means _________ securities limited;

 。9)"_________" means _________ securities limited;

 。10)"user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

  "user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

  1.2 words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shall include a firm or sole proprietorship,partnership,syndicate and corporation and vice versa.

  1.2 words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shallinclude a firm or sole proprietorship,partnership,syndicate and corporation and vice versa.

  2. internet trade service

  2. internet trade service

  2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

  2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

  2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.

  2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.

  2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors,officers or employees shall have any liability to me/us,or to any other person whose claim may arise through me/us,for any claims with respect to the handling, mishandling or loss of any instruction.

  2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors,officers or employees shall have any liability to me/us,or to any other person whose claim may arise through me/us,for any claims with respect to the handling, mishandling or loss of any instruction.

  2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the internet trade service. i/we acknowledge that you may take legal action against me/us, if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

  2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the internet trade service. i/we acknowledge that you may take legal action against me/us, if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

  2.5 i/we further acknowledge and agree that, as a condition of using the electronic trading service to give instructions, i/we shall immediately notify you if:

  2.5 i/we further acknowledge and agree that, as a condition of using the electronic trading service to give instructions, i/we shall immediately notify you if:

 。1)an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

  a. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

  b. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy, electronic or verbal means);

  (2)an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy, electronic or verbal means);

 。3)i/we have received acknowledgement (whether by hard copy, electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

  c. i/we have received acknowledgement (whether by hard copy, electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

  d.i/we become aware of any unauthorized use of the user name or password.

  2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy, the terms of this agreement shall prevail.

 。4)i/we become aware of any unauthorized use of the user name or password.

  2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy, the terms of this agreement shall prevail.

  2.7 i/we acknowledge that the price quotation service, if any, for securities, available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses,costs, expenses, damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

  2.7 i/we acknowledge that the price quotation service, if any, for securities, available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses,costs, expenses, damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

  2.8 i/we understand that the electronic trading services may provide, for informational purpose only, data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process, the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable, there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

  2.8 i/we understand that the electronic trading services may provide, for informational purpose only, data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process, the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable, there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

  2.9 i/we understand that information provided in the electronic trading services is provided on an ’’as is", ’’as available" basis and you do not guarantee the timeliness, sequence, accuracy,adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

  2.9 i/we understand that information provided in the electronic trading services is provided on an ’’as is", ’’as available" basis and you do not guarantee the timeliness, sequence, accuracy,adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

  2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

  3. the account

  2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

  3. the account

  3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet, i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

  3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet, i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

  3.2 when opening the account, i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque, bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

  4. instructions- dealings through the internet trade service

  3.2 when opening the account, i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque, bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

  4. instructions- dealings through the internet trade service

  4.1 you shall not be responsible for delays in the transmission, receipt or execution of instructions due to either transmission of communication facilities, or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

  4.1 you shall not be responsible for delays in the transmission, receipt or execution of instructions due to either transmission of communication facilities, or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

  4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness, sequence, accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy, error or delay in or omission from any such data, information or message, or the transmission or delivery of the same, non-performance or interruption of any such data, message or information due to any negligent act of you or any disseminating party, or to any force majeure event, or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

  4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness, sequence, accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy, error or delay in or omission from any such data, information or message, or the transmission or delivery of the same, non-performance or interruption of any such data, message or information due to any negligent act of you or any disseminating party, or to any force majeure event, or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

  4.3 i/we acknowledge that the internet is, due to unpredictable traffic congestion and other reasons, an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that, as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

  5. instructions outside hong kong

  4.3 i/we acknowledge that the internet is, due to unpredictable traffic congestion and other reasons, an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that, as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

  5. instructions outside hong kong

  if i/we give any instruction to you outside hong kong, i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given, and i/we further agree that i/we shall, when in doubt, consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong , and i/we agree to pay such taxes or charges as possible.

  6. risk disclosure statement

  if i/we give any instruction to you outside hong kong, i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given, and i/we further agree that i/we shall, when in doubt, consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong , and i/we agree to pay such taxes or charges as possible.

  6. risk disclosure statement

  risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand, market volatility, systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption, transmission blackout, and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is, due to technical limitation, an inherently unreliable medium if communication. as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover, communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

  acknowledgement

  risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand, market volatility, systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption, transmission blackout, and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is, due to technical limitation, an inherently unreliable medium if communication. as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover, communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

  acknowledgement

  i/we,the undersigned, hereby acknowledge that i/we have read, is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.

  date:_________.

  i/we,the undersigned, hereby acknowledge that i/we have read, is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.

  client(signature):_________      account executive(signature):_________

  print name of client:_________

  date:_________             date:_________

  signed by account executive:_________

  witness(signature):_________

  print name of witness:_________

  date:_________

互聯網證券買賣協議(附加於現金/保證金客戶協議書) 篇2

  一、乙方自愿按規定數額預交保證金(含投標保證金和履約保證金),作為參加甲方組織的網上投標的信譽保證,無特殊原因有效期內不予退還。

  二、乙方預交保證金后,有效期內參加甲方組織的網上政府采購投標時,不再另交投標保證金,中標后不再另交履約保證金(公開招標或邀請招標的招標文件另有規定的除外)。

  三、甲方提供采購公告信息的網上查詢、網上報價、網上撤標、網上下載標書、網上自助發布企業、商品及價格信息等功能。

  四、乙方對用戶名及登錄密碼、標書下載密碼的保密負有全部責任,因密碼被盜用引起的糾紛甲方概不負責。

  五、乙方如發生《__________________》或者國家法律、法規所禁止的行為,甲方將按有關規定進行相應處罰。

  六、供應商應交付的保證金數額暫定為人民幣__________________元整,甲方有權根據有關情況作相應調整。

  七、本協議一式兩份,甲乙雙方各執一份。

  八、本協議有效期自簽訂之日起至乙方退出網上采購或被取消會員資格時止。有效期滿,預交的保證金無息退還。

  甲方(蓋章):_________乙方(蓋章):_________

  負責人(簽字):_______負責人(簽字):_______

  電話:_________________電話:_________________

  地址:_________________地址:_________________

  開戶行:_______________開戶行:_______________

  _________年____月____日_________年____月____日

互聯網證券買賣協議(附加於現金/保證金客戶協議書) 篇3

  甲方:

  法定代表人:

  注冊地址:

  聯系方式:

  乙方:

  法定代表人:

  注冊地址: 聯系方式:

  甲乙雙方就甲方以有限合伙人方式參與乙方為投資項目設立的有限合伙企業支付保證金事宜,在平等、自愿、公平、誠實信用的基礎上,簽訂保證金協議條款如下:

  1. 甲方交付的保證金為:人民幣 萬元(大寫) 萬元(小寫),以乙方指定的開戶銀行出具的款項到達乙方賬戶的數額為準。乙方在收到款項后,需在一個工作日內向甲方出具收據。

  戶 名:

  賬 號:

  開戶行:

  甲方向乙方足額繳納保證金后,乙方需配合甲方至上述開戶行辦理甲方代理人個人的預留印鑒,以確保本協議項下保證金用于甲方同意的目的。

  2.保證方式為履約保證金,目的為明確甲方參與該項目之誠意并鎖定相應的投資份額。

  3.保證期間自本合同生效之日起至甲乙雙方簽署奇虎360私有化專項基金合伙協議止。

  (1)甲乙雙方如約簽署奇虎360私有化專項基金合伙協議,則本協議項下保證金可以部分抵繳甲方作為有限合伙人加入奇虎360私有化專項基金項目的出資額。

  (2)因發生不可抗力等客觀因素,致使乙方未能參與芒果文創(上海)股權投資基金合伙企業項目投資的,乙方應在5個工作日內退還全部保證金至甲方賬戶。

  4.本協議未盡事項,甲乙雙方協商解決。

  5.本協議履行過程中發生的相關爭議,甲乙雙方協商解決,協商無法解決時,雙方同意向甲方所在地人民法院提起訴訟。

  6.本協議自甲乙雙方簽字或蓋章之日起生效,甲乙雙方保證其簽字或蓋章符合法律、法規或章程等規定或授權。

  7. 本合同一式份,具有相同法律效力。甲方執份,乙方執份。

  甲方:

  負責人(或授權代理人):

  年 月 日

  乙方:

  法定代表人(或授權代理人):

  年月日

互聯網證券買賣協議(附加於現金/保證金客戶協議書)(通用3篇) 相關內容:
  • 互聯網證券買賣協議(附加於現金/保證金客戶協議書)(精選3篇)

    本人/吾等乃貴公司證券戶口_________號(“戶口”)之戶口持有人,本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開立一個或多個證券買賣戶口,并同意以本人/吾等名義或代表本人/吾等就證券買賣及相關事宜,通過網上交易服務運作...

  • 互聯網證券買賣協議(附加於現金/保證金客戶協議書)(精選3篇)

    本人/吾等乃貴公司證券戶口_________號(“戶口”)之戶口持有人,本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開立一個或多個證券買賣戶口,并同意以本人/吾等名義或代表本人/吾等就證券買賣及相關事宜,通過網上交易服務運作...

  • 互聯網證券買賣協議(附加於現金/保證金客戶協議書)(精選3篇)

    本人/吾等乃貴公司證券戶口_________號(“戶口”)之戶口持有人,本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開立一個或多個證券買賣戶口,并同意以本人/吾等名義或代表本人/吾等就證券買賣及相關事宜,通過網上交易服務運作...

  • 互聯網證券買賣協議(附加於現金/保證金客戶協議書)

    本人/吾等乃貴公司證券戶口_________號(“戶口”)之戶口持有人,本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開立一個或多個證券買賣戶口,并同意以本人/吾等名義或代表本人/吾等就證券買賣及相關事宜,通過網上交易服務運作...

  • 互聯網證券買賣協議(附加於現金/保證金客戶協議書)

    本人/吾等乃貴公司證券戶口_________號(“戶口”)之戶口持有人,本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開立一個或多個證券買賣戶口,并同意以本人/吾等名義或代表本人/吾等就證券買賣及相關事宜,通過網上交易服務運作...

  • 互聯網證券買賣協議(附加於現金/保證金客戶協議書)

    本人/吾等乃貴公司證券戶口_________號(戶口)之戶口持有人,本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開立一個或多個證券買賣戶口,并同意以本人/吾等名義或代表本人/吾等就證券買賣及相關事宜,通過網上交易服務運作戶口...

  • 保證金合同(精選31篇)

    甲方(采購代理機構):乙方(供應商):為方便乙方參與甲方組織的政府采購項目,簡化投標保證金交納,退還手續,提高采購效率,依據《中華人民共和國民法典》,《中華人民共和國政府采購法》等相關法律法規的規定,甲乙雙方經協商,在平...

  • 保證金協議書(精選32篇)

    甲方:乙方:為保證乙方能夠及時適當地履行雙方簽署的《合作經營合同》或《租賃合同》,乙方同意按照下列約定向甲方交納履約保證金:一、 保證金標準 按照雙方合同約定的保證金總額為人民幣(大寫) 元二、保證金的支付方式及時間 支付方式...

  • 保證金賬戶質押合同(通用3篇)

    質權人(甲方):_________________*有限公司法定代表人:_________________住所:_________________電話:_________________出質人(乙方):_________________法定代表人:_________________住所:_________________電話:________________...

  • 小區住宅房租賃保證金合同(精選3篇)

    出租方: (以下簡稱甲方)承租方: (以下簡稱乙方)甲、乙雙方就房屋租賃事宜,達成如下協議:一、甲方將位于市街道小區號樓___號的房屋出租給乙方居住使用,租賃期限自年月日至年月日,計個月。...

  • 有形動產租賃保證金(通用3篇)

    提供有形動產租賃服務的增值稅稅率為17%.《財政部國家稅務總局關于將鐵路運輸和郵政業納入營業稅改征增值稅試點的通知》(財稅〔20__〕106號):_________________《營業稅改征增值稅試點實施辦法》:_________________第十二條增值稅稅率:...

  • 授權保證金合同書(精選3篇)

    甲方:乙方:經甲、乙雙方友好協商, 雙方就授權保證金事宜,達成如下協議:一、 乙方經甲方考察、評估并確認符合銷售甲方貨物條件后,甲方向乙方提供網絡代理商授權證書,同時乙方向甲方交納授權保證金(人民幣)貳仟元,作為信守約定和維...

  • 加盟公司保證金合同(精選3篇)

    加盟公司保證金合同 本著平等互利的經營原則,經甲乙雙方友好協商,根據《中華人民共和國民法典》的有關規定,就加盟北京XX科技發展有限公司代理事宜,在互惠互利,平等協商的基礎上達成以下合同,并承諾共同遵守。...

  • 個人保證金協議書(通用3篇)

    甲方:_______乙方_______本著平等互利的經營原則,經甲乙雙方友好協商,根據《中華人民共和國民法典》的有關規定,就加盟北京加一度科技發展有限公司代理事宜,在互惠互利,平等協商的基礎上達成以下合同,并承諾共同遵守。...

  • 產品交易提交保證金合同書(精選3篇)

    承諾方(以下簡稱甲方)合作方(以下簡稱乙方):為體現甲方與乙方的合作誠意,確保雙方合作順利進行,達到雙贏目的,乙方特向甲方作出如下合作承諾:1、 甲方向乙方提交人民幣元的合作保證金,作為產品質量、生產周期、交貨期限的保證金。...

  • 證券合同